Southridge Capital’s Influence in the Financial World

Southridge Capital LLC. provides financial solutions to its wide range of clients that mainly comprise of public companies. Its executive team has a great command of the market and works relentlessly to give the clients well laid out financial plans. They go the extra mile of ensuring that the plans are adequately executed.

It has been in business since 1996 and more than 250 growth companies have benefited from their investments. Their great wealth of experience allows them to offer custom built solutions to public companies. Be it challenges in managing the balance sheet or financial practices that will suit a company or growing a company from scratch, the team is on hand to support its clients.



Henry B. Sargent, Narine Persaud, Linda Carlsen, Laurence J. Ditkoff and Stephen M. Hicks form the management team of Southbridge Capital. Hicks who is the founder of the organization doubles up as its chief executive. Ditkoff directs research activities, Carlsen serves on the investment management team, Narine is the Controller while Henry serves as the General Counsel. You can checkout to see more.



Finance and Advisory services

The financial services offered are geared towards providing relevant financial solutions, making a company more creditworthy and guaranteeing the security of the client’s company. The cash flow of a company determines the solutions that are provided. Clients get an opportunity to generate capital on their own terms as a result of the Equity Purchase Agreement they receive from Southridge Capital.


Based on newswire, southridge Capital also helps clients to analyse their finances with a view to better their returns. Companies on the brink of bankruptcy can seek their services which will see them be structured in a new way to remain afloat. Their legal department offers guidance on how to efficiently handle litigations. Clients looking to make acquisitions or merge with other companies can receive suggestions on the best partners to pick.

Philanthropic work


Aside from their regular services, Southbridge l have also given back to the society.The Bridgeport Rescue Mission, the LounsBury House, the Danbury Hospital and the RidgeField Sunrise Cottage are some of the organizations that have received a hand from the financial giant. This has been done in partnership with the Daystar Foundation that was founded by Mr Hicks and his wife. The company also encourages community leadership as well as voluntary services.




Planning for Retirement with David Giertz

David Giertz is a successful inspirational and visionary leader who has over 30 years of experience in services of the financial industry. He is a graduate of Millikin University with a Bachelor of Science and an MBA from the University of Miami. In his career, he has presided over the Nationwide Financial and Distribution organization where he made the tremendous growth of the company from $11B to $17.8B in profitable revenue. In addition, he has been the President of Nationwide FI Distributors Agency as well as the Regional Vice President of the same company where he joined in 1999 and was located in Miami. Moreover, he has been involved in a number of community organizations including his former school Millikin as the Chair of Board of trustees.

As an inspirational leader, he has shared some advice to those who wish for quick retirement with no regrets afterward. He states that successful retirement requires financial independence and has gone an extra mile and discussed three steps that one needs to follow in order to be financially secure. The first step is saving enough money; he advises that one should save as much as they can while still working because no one has the ability to predict how much they may require after retirement. For example, an individual who wishes to follow a standard retirement program should aim at saving 10 times their annual income while those that look forward to an earlier retire should save more.

The second step is to have a flexible retirement plan to avoid early withdrawal penalties. Since many accounts penalize early withdrawals, David Giertz suggests Roth IRA that allows one to withdraw freely with no restrictions. Since it is limited to earners of below $118,000 there is also the 72t and 401k rule for higher earners. Thirdly, one is required to make investments which will supplement the retirement savings account. For instance, one may own an after-tax account which enables them to buy or sell bonds, stocks, and funds. Moreover, there are other aspects apart from the three which include, the type of account, the best way to deposit money, accounting for all your expenses, among others.